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About This Webinar
Get the insight you need to manage risk.

Our July Risk Roundtable webinar covered suspicious activity reports (SARs). We took a closer look at the requirements and nuances of effective SAR investigations.

Watch the session to stay informed and keep your institution ahead of emerging risks. This session will help ensure your SAR processes are thorough, defensible and consistent across your organization.
Agenda
  • Regulatory expectations related to SAR investigations and examiner review.
  • Common challenges and weaknesses that can undermine investigations.
  • Best practices for ensuring SAR investigations are well-documented, timely and aligned with the latest regulatory guidance.
  • How to strengthen internal investigation processes to withstand examiner scrutiny.
Presenters
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Adam Baker
Senior Manager
Utilizing more than 15 years of banking experience, Adam Baker is a senior manager in the financialservices practice. He works with a number of financial institutions performing risk-based internal audits, evaluating internal controls and adherence to internal policies. In addition, Adam provides Bank Secrecy Act (BSA) examination and Automated Surveillance Monitoring validation services to help financial institutions stay in compliance and strengthen their BSA programs.
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John Garey
Senior Business Developer
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Matthew Hovis
Senior Manager
Matthew Hovis is a senior manager with over 18 years of experience in BSA, AML/CFT, anti-fraud, sanctions and anti-financial crime risk management. He has a proven track record in leading BSA/AML audits, suspicious activity monitoring and sanctions screening system validations. He also offers consulting services, with experience in anti-money laundering monitoring systems and high-risk products/services. His direct experience as a leader in the financial services industry serves as the foundation for Matthew’s ability to provide clients with solutions that are practical, reasonable and highly effective.
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